Articles Tagged With ‘U.S. Securities and Exchange Commission’




San Luis Obispo man target of federal securities investigation

By KAREN VELIE Federal authorities are investigating several companies suspected of involvement in an alleged securities and wire fraud scheme. Some of the companies are owned by a San Luis Obispo man, his wife or his girlfriend, according to public... (Continue reading)

SLO software company going public

San Luis Obispo-based Mindbody, a firm that sells software for managing health and wellness businesses, has announced its plans to become a publicly traded company. [Business Times] Mindbody filed its offering statement with the Securities and Exchange Commission on Monday... (Continue reading)

SEC charges Santa Barbara company with fraud

The Securities and Exchange Commission charged a Santa Barbara based stock promoter last week with fraudulently raising nearly $3.5 million from investors purportedly to purchase Facebook and Twitter shares prior to their initial public offerings (IPOs). The SEC alleges that... (Continue reading)